Tiffany J. Smith, a partner at WilmerHale, is a member of the Securities Broker-Dealer Compliance and Regulation Practice Group. She has over a decade of experience advising financial institutions regarding compliance with federal and state securities laws and regulations and the rules of the self-regulatory organizations. Ms. Smith’s practice primarily focuses on: (i) broker-dealer regulatory compliance, (ii) representing clients in connection with enforcement matters and regulatory examinations, and (iii) providing regulatory advice in connection with corporate transactions.
At WilmerHale, Ms. Smith has been active on the Diversity Committee, Hiring Committee, Pro Bono and Community Service Committee, and various volunteer-based initiatives.
Outside of WilmerHale, Ms. Smith completed the Council of Urban Professionals Executive Leadership Program, is a current participant in the Minority Corporate Counsel Association Equity Track Program and is a member of the Wall Street Blockchain Association, National Bar Association, the Metropolitan Black Bar Association and the LGBT Bar Association of New York. Ms. Smith is on the Board of the Legal Aid Society.
Ms. Smith is a graduate of the George Washington University and the George Washington University Law School, and is admitted to practice law in New York and Washington, D.C.