JOIN MCCA

Hot Jobs - December 2015

Position: VP & Chief Legal Officer, Group Insurance - GRO0008K
Company: Prudential-Legal
Location: Roseland, NJ

Description: Primary Duties and Responsibilities include leading, directing, and having full management accountability for a team of approximately 11 colleagues (lawyers, paralegals and administrative support), with an emphasis on talent development, succession planning, organizational alignment, and performance management in accordance with corporate strategic direction; partnering with the Group Insurance senior leadership team to help execute the business strategy; leading and overseeing legal strategy and regulatory matters for the Group Insurance business, collaborating with senior leaders, other areas of the Prudential law department, and outside counsel to deliver proactive, strategic and timely legal solutions and support; and navigating regulatory change by providing proactive and timely analysis of proposed and existing laws and regulations to senior management.

Qualifications:
http://jobs.prudential.com/location/Roseland-NJ/VPChiefLegalOfficerGroupInsurance/GRO0008K

Contact:
http://jobs.prudential.com/location/Roseland-NJ/VPChiefLegalOfficerGroupInsurance/GRO0008K
 


Position: VP, Corporate Counsel - PRE000CC
Company: Prudential-Legal
Location: Newark, NJ

Description: This attorney will fill a newly created position located in the Madison and New York offices, reporting to the Chief Counsel for the Americas, as the principal internal counsel supporting the fund formation and investment management activities of the portfolio management teams based in its U.S. and Latin American offices.  In this capacity, the attorney will: serve as lead internal counsel on the structuring, marketing and establishment of new funds and other new real estate investment products, serve as lead internal counsel on day-to-day fund management and governance, provide legal support on the structuring, negotiation and establishment of joint ventures that form part of the funds investment strategies, and provide legal support in relation to the ongoing management and governance of the business unit in relation to the parent company.

Qualifications:
http://jobs.prudential.com/location/Madison-NJ/VicePresidentCorporateCounsel/PRE000CC

Contact:
http://jobs.prudential.com/location/Madison-NJ/VicePresidentCorporateCounsel/PRE000CC
 


Position: VP, Corporate Counsel - QUA0003Y
Company: Prudential-Legal
Location: Newark, NJ

Description: Quantitative Management Associates LLC (QMA) is looking for an experienced attorney to support its public equity investment management business.  Job responsibilities will include: negotiating and drafting investment management agreements; drafting and reviewing investment guidelines; reviewing and assisting in the preparation of institutional marketing materials and responses to requests-for-proposals; assisting in the preparation of fund documentation; and providing advice with respect to various regulatory and operational issues.  This attorney will join a team of three attorneys supporting QMA.  Qualifications include at least 7 years of experience with a law firm and/or an investment management organization and significant legal experience in the areas of asset management and securities transactions. 

Qualifications:
http://jobs.prudential.com/location/Newark-NJ/VicePresidentCorporateCounsel/QUA0003Y

Contact:
http://jobs.prudential.com/location/Newark-NJ/VicePresidentCorporateCounsel/QUA0003Y
 


Position: Compliance Manager - SEC00033
Company: Prudential- Compliance
Location: Newark, NJ

Description: The position reports to the Director, Securities Monitoring Unit, and will support the employee trade monitoring function within the Compliance Department.  The individual will deal with highly sensitive information for employees throughout the Company, including the most Senior Officers and the Board of Directors, and will be expected to handle issues professionally and use appropriate discretion and judgement.

Qualifications
http://jobs.prudential.com/location/Newark-NJ/ComplianceManager/SEC00033

Contact
http://jobs.prudential.com/location/Newark-NJ/ComplianceManager/SEC00033
 


Position: Compliance Manager - Compliance Testing Unit (CTU) - COM0005Z
Company: Prudential- Compliance
Location: Newark, NJ

Description: The Compliance Testing Unit (CTU) is a centralized unit within the Corporate Compliance Department of Prudential Financial, Inc.  CTU focuses on regulatory requirements relating to branch office inspections and reviews of policies and procedures and the effectiveness of their implementation for certain of Prudentials regulated entities. These regulated entities include securities broker-dealers as well as registered investment companies and investment advisers.  Working with compliance and legal officers, CTU utilizes a risk-based approach to develop and execute these inspections and reviews. CTU reports its findings to compliance and business unit management, and where appropriate, works with the local chief compliance officers and business unit management on potential enhancesments to local policies and procedures.  The successful candidate will report to a Director within CTU and will be responsible for assisting in the development, execution and documentation of CTUs inspections and reviews.

Qualifications
http://jobs.prudential.com/location/Newark-NJ/ManagerComplianceTestingUnitCTU/COM0005Z

Contact:
http://jobs.prudential.com/location/Newark-NJ/ManagerComplianceTestingUnitCTU/COM0005Z
 


Position: Compliance Manager - Field Support & Examinations - FIE0000J
Company: Prudential- Compliance
Location: Newark, NJ

Description: This position reports directly to the Director of the Prudential Advisors Field Support & Examinations Unit.  The individual will support the Field Support & Examinations Unit in implementing compliance oversight procedures by assisting on field office inspections and providing compliance support for the Prudential Advisors business, as well as supporting various compliance control and testing activities.  Role requires presence in Prudential Advisors home office locations (Newark and Woodbridge, NJ) as needed for key meetings with business partners and Compliance Management.

Qualifications:
http://jobs.prudential.com/location/Dresher-PA/ManagerFieldSupportExaminationsComplianc/FIE0000J

Contact
http://jobs.prudential.com/location/Dresher-PA/ManagerFieldSupportExaminationsComplianc/FIE0000J

 


Position: Compliance Manager - Adviser Due Diligence - PRU000KV
Company: Prudential- Compliance
Location: Newark, NJ

Description: Prudential Investments (PI) Compliance has two open compliance positions that focus on compliance oversight of investment advisers and sub-advisers (collectively advisers) to products within Prudential's domestic business.   The candidate will provide critical support to the Director, Compliance: Regulatory Due Diligence, by conducting on-site and telephonic adviser reviews.  He or she will evaluate the effectiveness of an adviser's compliance program.  Significant travel is required in this position.  Responsibilities include: Performing regulatory due diligence reviews of new and existing investment advisers for Prudential sponsored mutual funds and other products to ensure advisers are meeting regulatory and best practice requirements. 

Qualifications
http://jobs.prudential.com/location/Newark-NJ/ComplianceManagerAdviserDueDiligence/PRU000KV

Contact
http://jobs.prudential.com/location/Newark-NJ/ComplianceManagerAdviserDueDiligence/PRU000KV
 


Position: Compliance Manager, Portfolio Surveillance – PRU000L1
Company: Prudential- Compliance
Location: Newark, NJ

Description: Prudential Investments Compliance, Portfolio Monitoring and Board Reporting, is responsible for monitoring all portfolios within the Prudential Investments/Advanced Series Trust (PI/AST) mutual fund complex for compliance with approved policies, prospectus and statement of additional information guidelines and restrictions, as well as, applicable Federal and Securities and Exchange Commission (SEC) regulations.  The mutual fund complex operates on a manager of managers platform and as such delegates day to day management of each portfolio to affiliated and non-affiliated sub advisers.  This position will play a key role within the department and is expected to engage in activities including, but not limited to, communication, advice, oversight, and monitoring of appropriate implementation of corrective actions.

The scope and responsibilities of this role will not be static.  As the business needs and compliance objectives change, the responsibilities of the position are expected to evolve in order to meet the changing landscape of departmental deliverables.

Qualifications:
http://jobs.prudential.com/location/Newark-NJ/ComplianceManagerPortfolioSurveillance/PRU000L1

Contact:
http://jobs.prudential.com/location/Newark-NJ/ComplianceManagerPortfolioSurveillance/PRU000L1

 

 

Back to Latest News

Email a Friend Print this Page Give us your feedback
MicrosoftMorgan Lewis MCCA's Strategic Diversity SponsorsWal-Mart Womble Carlyle